Results for: The Securities
English English
The process of completing an order to buy or sell securities. Once a trade is executed, it is reported by a Confirmation Report; settlement (payment and transfer of ownership) occurs in the U.S. between 1 (mutual funds) and 5 (stocks) days after an ord...Execution
The process of creating a pass-through , such as the mortgagepass-through security , by which the pooled assets become standard securities backed by those assets. Also, refers to the replacement of nonmarketable loans and/or cash flows provided by fina...Securitization
The Securities & Exchange Commission uses Electronic Data Gathering and Retrieval to transmit company documents such as 10-Ks, 10-Qs, quarterly reports, and other S.E.C. filings, to investors.EDGAR
The written statement that follows any "trade" in the securities markets. Confirmation is issued immediately after a trade is executed. It spells out settlement date, terms, commission, etc.Confirmation
To guarantee, as to guarantee the issuer of securities a specified price by entering into a purchase and sale agreement . To bring securities to market.Underwrite
Used for listed equity securities. 1) Behind; 2) Lower in price.Beneath
Used for listed equity securities. American Stock Exchange (A.M.E.X.) .Curb¸ the
Used for listed equity securities. Block trading version of colt.Bolt
Used for listed equity securities. Securities transaction in which the same broker acts as agent for both sides of the trade; a legal practice only if the broker first offers the securities publicly at a price higher than the bid.Cross
Used for listed equity securities. Smallest unit of a currency (i.e., cents, 1/100 yen, pfenig, shilling).Pip
Used for listed equity securities. Trade, or cross, a block of stock at the designated price and quantity. See: print.Put on
Used for listed equity securities. Unconcentrated buy or sell interest.Scattered
Used in context of general equities. Securities are "absorbed" as long as there are corresponding orders to buy and sell. The market has reached the absorption point when further assimilation is impossible without an adjustment in price. See: Sell the ...Absorbed
Used in the context of general equities. Process set up the Securities Exchange Acts of 1933 and 1934 whereby securities that are to be sold to the public are reviewed by the S.E.C.Registration
Used in the context of general equities. Slight drop in securities prices after a sustained uptrend. Analysts often advise investors to buy on dips, meaning buy when a price is momentarily weak. See: correction, break, crash.Dip
 

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